Topic: Robert Khuzami

Charlie Rose’s Weak Q&A With the SEC’s Khuzami

Audit contributing editor Felix Salmon, writing this morning about Channel 4 reporter Krishnan Guru-Murthy's tough questioning of Larry Summers...
By Felix Salmon Email Print . The shape of a possible settlement with the banks over mortgage fraud has never been clearer. But neither has the...

SOTU: Legal Highlights

Reuters . We in the legal news business left President Obama's State of the Union Address feeling hungry. But not starved. Below are a...
JUDY WOODRUFF: The people who were running two mortgage giants when the housing bubble burst were formally accused today of civil fraud. The...
The Securities and Exchange Commission expects to bring an increasing number of enforcement actions against advisers to mutual funds, hedge funds...
1. State regulators said they'll help coordinate reviews (see story) among states for some midsize investment advisers who must switch to state...

Recent actions sign of get-tough policy

The SEC's move to step up enforcement actions against investment advisers is only the tip of the iceberg, according to one former SEC official....

Lawmakers may be shielded from trading laws: Khuzami

WASHINGTON (Reuters) - U.S. prosecutors face obstacles that could keep them from ever pursuing an insider-trading case against a member of Congress, even if prosecutors decide the activity is illegal, a top securities regulator said on Thursday.Robert Khuzami, director of enforcement ...

Exclusive: SEC acknowledges challenges in credit-rating probes

WASHINGTON/NEW YORK (Reuters) -The Securities and Exchange Commission faces hurdles proving wrongdoing at credit-rating agencies, the SEC's enforcement chief said in an interview shortly after it was learned that his office may sue Standard & Poor's for breaking securities laws ...

Justice Department probing Chinese accounting scandal

WASHINGTON (Reuters) - A top securities regulator said U.S. criminal authorities are investigating accounting irregularities at Chinese companies listed on U.S. stock exchanges."There are parts of the Justice Department that are actively engaged in this area," said Robert Khuzami, director ...